Tag Archive

23

Mar

Department of Justice, Fine Calculation, Non Prosecution Agreement

|

0 Comments

The New York Law Journal conducted and interview with Caroline Ciraolo, the Acting Assistant Attorney General of the Tax Division of the US Department of...

4

Feb

Criminal Charges Filed Against Julius Baer with Deferred Prosecution Agreement Requiring Payment of $547m

Department of Justice, Financial Institution, Fine Calculation, Guilty Plea, Internal Revenue Service (IRS), Sentenced

|

0 Comments

The US Department of Justice (DoJ) announced the filing of criminal charges against Bank Julius Baer & Co Ltd (Julius Baer), a so-called Category 1...

3

Feb

Julius Baer’s Bankers Expected to Plead Guilty in New York on Thursday

Uncategorized

|

0 Comments

As reported by Bloomberg two bankers from Julius Baer Group Ltd.  are expected to plead guilty in New York on Thursday on accusation of having...

27

Jan

The DoJ Concludes its Final NPA for the Category 2 Banks of the US Tax Program

Data Transmission, Department of Justice, Financial Institution, Fine Calculation, Non Prosecution Agreement

|

0 Comments

With HSZH Verwaltungs AG (HSZH), the US Department of Justice (DoJ) announced today that it reached its final Non-Prosecution Agreement (NPA) under the Category...

25

Jan

The DoJ Announces Another Agreement with a Swiss Bank under the US Tax Program

Department of Justice, Financial Institution, Fine Calculation, Internal Revenue Service (IRS), Non Prosecution Agreement

|

0 Comments

The Department of Justice (DoJ)announced that Leodan Privatbank AG (Leodan),  formerly known as PHZ Privat- und Handelsbank Zürich AG until it changed its name...

6

Jan

Another $187m Will Be Paid to the US by a Category 2 Swiss Bank, UBP

Department of Justice, Financial Institution, Fine Calculation, Non Prosecution Agreement

|

0 Comments

The US Department of Justice announced today that Union Bancaire Privée, UBP SA (UBP), reached a solution under the US Tax Program for Swiss...

6

Jan

Credit Suisse Examiner Neil Barofsky to Stay Longer

Credit Suisse, Department of Justice, Uncategorized

|

0 Comments

The Wall Street Journal reports that Neil Barofsky, the former US prosecutor assigned by a New York regulator in 2014 to monitor Credit Suisse after...

31

Dec

On the Last Day of the Year Lombard Odier and DZ Privatbank Find an Agreement with the US Authorities

Department of Justice, Financial Institution, Fine Calculation, Internal Revenue Service (IRS), Non Prosecution Agreement

|

0 Comments

The US Department of Justice announced on the very last day of the year that Bank Lombard Odier & Co Ltd (Lombard Odier) and DZ...

30

Dec

Julius Baer Adds Close to USD 200m to Settle the Tax Dispute with the US

Department of Justice, Financial Institution, Fine Calculation

|

0 Comments

Julius Baer announced  that it ‘has reached an agreement in principle with the U.S. Attorney’s Office for the Southern District of New York with...

23

Dec

A Further 4 Category 2 Banks Sign NPAs and Will Collectively Pay over $178m

Data Transmission, Department of Justice, Financial Institution, Fine Calculation, Internal Revenue Service (IRS), Non Prosecution Agreement

|

0 Comments

The US Department of Justice announced that Bank J. Safra Sarasin AG (Safra Sarasin), Coutts & Co Ltd (Coutts), Gonet & Cie (Gonet) and...